Compliance Analyst

Company: Manulife Insurance Malaysia
Location: Boston
Posted on: November 1, 2024

Job Description:

Vous cherchez un milieu de travail ax-- sur le soutien et la collaboration, avec des --quipes formidables et des gestionnaires inspirants? Vous --tes au bon endroit. Nous sommes -- la recherche de personnes ambitieuses qui partagent nos valeurs et qui veulent am--liorer le quotidien des gens partout dans le monde. Vous vous reconnaissez? La carri--re d--crite ci-dessous vous semble int--ressante? Nous voulons vous rencontrer.Semaine de travail comprim--eHybrideDescription d'emploiThe Compliance Analyst works to ensure the team is aligned with all legal and regulatory requirements, supporting the team on various projects and initiatives.Responsibilities:

• Conduct pre-trade, post-trade and end of day batch investment compliance monitoring activities for an assigned group of client accounts. Act as back-up analyst for other designated accounts as needed.
• Investigate and resolve all post-trade and end of day batch alerts for assigned accounts, with timely analysis and appropriate advancement.
• Prepare weekly, monthly and quarterly compliance reports and certifications for assigned accounts - both internal and client facing.
• Perform and review various data management activities critical to the effective functioning of the compliance monitoring system.
• Assist in analysis of derivative and sophisticated security positions.
• Assist in completing information requests for clients, internal and external audit, management committees, and other functions.
• Contribute to the construction of internal procedures and controls, draft desk-top procedures.
• Perform periodic and forensic testing (for example, allocation reviews).
• Participate in new account onboarding and ongoing updates related to client accounts:
  • Perform detailed analysis of assigned client account offering documents (i.e., Investment Management Agreements, IPS, Prospectus/SAI, etc.), and work with internal partners (Product, Relationship Management, Trading) to acquire clarification where needed.
  • Provide recommendations for coding client guidelines into the Compliance System (Bloomberg).
  • Conduct reviews of new and existing rules, both systemic and manual.
  • Assist in the development of portfolio compliance surveillance for guideline monitoring outside of the automated compliance system.Recommended Experience:We are seeking an individual with 0 - 3 years proven track record as a Compliance Analyst, Fund Accountant, Fund Administrator, Risk Analyst or Security Operations Analyst. With a Bachelor's Degree in Accounting, Economics, Finance, Law, Mathematics or equivalent work experience.Proficiencies:
    • Excellent analytical and research skills.
    • Ability to work in a time-sensitive, team-oriented environment.
    • Accuracy and high attention to detail.
    • Strong written and oral communication skills.
    • Good organizational skills.
    • Understanding of financial instruments data across all asset classes.
    • Proven understanding of Microsoft Office Suite, Excel, Word and Access.Bonus Proficiencies:Having knowledge and experience with automated daily pre-trade/post-trade compliance monitoring systems (i.e., Bloomberg, Charles River, Sentinel/Latent Zero, etc.) is an asset. Additionally, knowledge of the investment adviser and/or mutual fund industry (i.e., compliance monitoring, fund accounting/administration, risk management, security operations, etc.). Prior experience in Investment Compliance Monitoring (especially pre-trade monitoring) will be an added bonus.What can we offer?
      • A competitive salary and benefits packages.
      • A growth trajectory that extends upward and outward, encouraging pursuit of passions and learning new skills.
      • A focus on growing your career pathways.
      • Flexible work policies and strong work-life balance!
      • Professional development and leadership opportunities.Our commitment:
        • Values-first culture!We lead with our Values every day and bring them to life together.
        • Boundless opportunityWe build opportunities to learn and grow at every stage of your career.
        • Continuous innovationWe invite you to help redefine the future of financial services.
        • Delivering the promise of Diversity, Equity and InclusionWe foster an inclusive environment where everyone thrives.
        • Championing Corporate CitizenshipWe build a business that benefits all partners and has a positive social and environmental impact.-- propos de John Hancock et de ManuvieJohn Hancock est une unit-- de la Soci--t-- Financi--re Manuvie, un groupe mondial et chef de file des services financiers qui aide les gens -- prendre plus facilement des d--cisions et -- vivre mieux. Nous exer--ons nos activit--s principalement sous les noms John Hancock aux --tats-Unis et Manuvie -- l'--chelle mondiale, y compris au Canada, en Asie et en Europe. Nous proposons des conseils financiers ainsi que des solutions d'assurance et de gestion de patrimoine et d'actifs -- des particuliers, -- des groupes et -- des institutions. Manuvie est un employeur qui souscrit au principe de l'--galit-- d'acc--s -- l'emploi -- Manuvie/John Hancock, nous embrassons notre diversit--. Nous nous effor--ons d'attirer, de perfectionner et de maintenir un effectif qui est aussi vari-- que nos clients, et de favoriser la cr--ation d'un milieu de travail inclusif qui met -- profit la diversit-- de nos employ--s et les comp--tences de chacun.
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Keywords: Manulife Insurance Malaysia, East Providence , Compliance Analyst, Accounting, Auditing , Boston, Rhode Island